Welcome to Wealth Matters Consulting’s 3 Minute Marketer series – your rapid-fire resource for mastering wealth management marketing and communications. Discover essential insights in three minutes or less as we tackle the most pertinent topics for busy wealth managers. Our CEO and founder, Rosemary Denney, shares tips gained from decades of working with the most prominent and successful firms on topics related to marketing, business development, communications, brand building, growth and media exposure. Providing you with the resources to deepen client relationships and grow your business.
In the realm of wealth management, if your marketing strategy does not follow compliance regulations, it can cost you – with one firm recently getting fined more than $1 million by the SEC. As a result, a firm’s marketing and compliance teams should work hand-in-hand to complement each other. However, this is often easier said than done. To help you make this process a little easier, Rosemary uses this episode to explore the beautiful relationship between marketing and compliance. Watch to gain invaluable insight into how to turn the marketing compliance process from a constant battle of “no” into a cohesive partnership that helps grow your firm.
As always, if you have any questions about the crucial role between marketing and compliance, please do not hesitate to reach out to our experienced team at Wealth Matters Consulting.